FINRA Fines Broker-Dealer for Sharing Customer Data with Third-Party Vendor

Discussion in 'privacy general' started by mood, May 3, 2020.

  1. mood

    mood Updates Team

    Joined:
    Oct 27, 2012
    Posts:
    27,671
    FINRA Fines Broker-Dealer for Sharing Customer Data with Third-Party Vendor
    May 1, 2020
    https://www.jdsupra.com/legalnews/finra-fines-broker-dealer-for-sharing-35693/
     
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